28 Sep 2021
Counter Service: OTCQX, OTCQB, and OTC Pink Listing Requirements Checklist (Foreign Private Issuers)
Certain international companies may list their securities on over-the-counter exchanges without being reporting companies. Others choose to list on OTC Markets instead of a national securities exchange. This checklist shows the different substantive and disclosure-related requirements an international company (including foreign private issuers) must meet before its securities may be quoted on the various tiers of OTC Markets.
Related Content
- Foreign Private Issuers Applying to Over-the-Counter Markets Timeline
Go over the steps necessary for an FPI to be quoted on the OTC Markets Group.
- Continued Qualification Requirements for International Companies on OTC Markets Checklist
Keep your FPI clients compliant with OTC Markets rules and disclosures.
- OTC Markets Application for Foreign Private Issuers
Learn about the application requirements for OTCQX, OTCQB, and OTC Pink Sheets markets.
- OTCQX, OTCQB, and OTC Pink Listing Requirements Checklist (U.S. Issuers)
Review the rules and disclosure requirements for domestic issues on OTC Markets.
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