11 May 2021

ERISA, I missed ya: ERISA and SEC Prospectus Disclosures for Company Stock Fund Investment Options

When a public company maintains a defined contribution plan that includes a company stock fund as a permissible participant-directed investment, ERISA requires certain disclosures to be made. Read this practice note for information on what is required and the pros and cons of combining summary plan disclosure with securities prospectus information.

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