11 May 2021
ERISA, I missed ya: ERISA and SEC Prospectus Disclosures for Company Stock Fund Investment Options
When a public company maintains a defined contribution plan that includes a company stock fund as a permissible participant-directed investment, ERISA requires certain disclosures to be made. Read this practice note for information on what is required and the pros and cons of combining summary plan disclosure with securities prospectus information.
Related Content
- ERISA Clauses for Private Equity Fund (Subscription Agreement)
Use these clauses in a subscription agreement for a private equity fund to address issues arising due to the regulation of retirement plan investments under ERISA and other regulations. - Employer Securities and Real Property ERISA Investment Rules
Understand the exemptions from prohibited transactions liability for investments in employer real property and investments in employer securities. - Disclosure Rules for SPDs, Participant-Directed Plans, Employer Securities, and Blackout Notices
Get into the disclosures plan sponsors need to make under ERISA. - Form S-8 Considerations: Prospectus Disclosure and Other Delivery Requirements
Know the content and delivery requirements of the Section 10(a) prospectus for Form S-8.
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