21 Feb 2023
Financial Institution Regulations — State Law Comparison Tool
Practical Guidance Financial Services Regulations now offers Financial Institution Regulations in its state law comparison tool, with coverage in five key states (FL, GA, MI, NY, and NJ) and more states coming soon. This tool provides state-specific guidance and the ability to compare state laws and regulations covering licensing, capital requirements, conditions to doing business in the state, AML/CFT guidelines, recordkeeping, supervision, and enforcement authority. The content covers banking and non-banking financial institutions.
Related Content
- Branching Laws and Regulations
Explore this practice note for information on U.S. branching laws, intrastate and interstate regulations, trade name restrictions, and other requirements applicable to institutions operating in the United States.
- Strategic Regulatory Considerations in Selecting a Charter
Access this practice note to gain an understanding of the U.S. regulatory framework for banking institutions. It contains information for practitioners to familiarize themselves with the different charter types, legal framework, powers, privileges, and limitations associated with each banking entity.
- Special Purpose National Bank Charter Proposal for Fintech Companies
Learn about the federal standards and expectations for chartering a non-bank financial technology (Fintech) company. This practice notes also provides insight into the licensing requirements and evaluation framework used by the Office of the Comptroller of the Currency (OCC) on Fintech charter applications.
- Depository Institution Organization and Formation State Law Survey
Review key requirements for organizing and forming state-chartered depository institutions including oversight authority, residency requirements, management/Ownership requirements, capital requirements and other charter considerations.
Practical Guidance Updates
Featuring the latest updates from your Practical Guidance account.
- Trends & Insights provides the latest in news articles and insights documents on trending areas for financial service organizations including insightful pieces on Corporate Transparency Act reporting requirements.
- The resources available in the Bank Regulatory Counsel Resource Kit, Financial Services Regulations Fundamentals Resource Kit, and OCC Fintech Charter Resource Kit will assist the practitioner in navigating regulatory requirements for the organization, formation, and maintenance of banking and non-banking financial institutions.
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