26 Jul 2022
Making the Sale: Rule 144 Representation Letter (Provided by Affiliate Stockholders to Company Counsel)
Shareholders of restricted securities may only sell them pursuant to a registered offering or an exemption from registration, such as Rule 144. Use this template to draft a representation letter showing that a selling stockholder that is an affiliate of an issuer is in compliance with the requirements of Rule 144.
Related Content
- Rule 144 Representation Letter (Provided by Non-Affiliate Stockholders to Company Counsel)
Draft a letter showing that a non-affiliate selling stockholder is in compliance with Rule 144.
- Rule 144 Resales Guidelines Checklist
Determine the application of Rule 144 to a proposed transaction.
- Rule 144 Resale Opinion Letter
Opine on whether the seller may sell the shares pursuant to Rule 144.
- Broker's Representation Letter (Rule 144 Resale)
Provide the issuer with the representations it needs to go ahead with a Rule 144 transaction.
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