Short-Circuit: Short Selling Regulations

Short selling is a highly regulated practice used by many types of investors. Use this practice note to learn about Regulation SHO, Regulation M, Rule 10b-21, and other rules governing short sales.

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  Learn about the regulations applying to hedge funds: short selling, margin rules, anti-manipulation, and more.
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  Read about the various types of hedge funds and the service providers around them.
• Private Investment Fund/Hedge Fund Investor Questionnaire
  Use this template to onboard investors for a hedge fund.
• Private Placement Memorandum (Hedge Fund Limited Partnership Interests) (DE)
  Use this template for a private offering of a Delaware hedge fund’s limited partnership interests.

Practical Guidance Updates
Featuring the latest updates in Practical Guidance.

• Transitioning to 2021: Impact of Biden-Harris Administration on Financial Regulation
• SEC Adopts Amendments to MD&A and Financial Disclosures
• SEC to Permit Electronic Signatures
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