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716 F.2d 968 *; 1983 U.S. App. LEXIS 24477 **; Fed. Sec. L. Rep. (CCH) P99,476
Benjamin G. SPRECHER, Appellant, v. Jacob GRABER, Andrew E. Goldstein, Stanley Sporkin, Phillip A. Loomis, John R. Evans, Barbara S. Thomas and Steven J. Friedman, Individually and in Their Capacities as Officers and/or Commissioners of the United States Securities and Exchange Commission, and the United States Securities and Exchange Commission, Appellees
Prior History: [**1] Appeal from a final judgment of the United States District Court for the Eastern District of New York (Bramwell, Judge), dismissing a multiple count complaint alleging misconduct on the part of named Securities and Exchange Commission officials, both in their individual and official capacities.
subpoena, sovereign, estoppel, collateral, discovery, harass, issuance, waive, evidentiary, defamation, perjury, proviso
Governments, Courts, Authority to Adjudicate, Securities Law, US Securities & Exchange Commission, Administrative Proceedings, General Overview, Regulators, Authorities & Powers, Special Powers, Civil Procedure, Discovery & Disclosure, Discovery, Protective Orders, Subpoenas, Preclusion of Judgments, Estoppel, Collateral Estoppel, Judgments, Summary Judgment, Burdens of Proof, Torts, Intentional Torts, Malicious Prosecution, Pretrial Judgments, Judgment on Pleadings, Entitlement as Matter of Law, Administrative Law, Judicial Review, Remedies, Mandamus, Federal Government, Claims By & Against, Sovereign Immunity, Preliminary Considerations, Federal & State Interrelationships, Courts of Claims, Federal Tort Claims Act, Exclusions From Liability, Discretionary Functions, Liability, Claim Presentation, Environmental Law, Administrative Proceedings & Litigation, Judicial Review, Reviewability, Standing, Investigative Authority, Public Entity Liability, Immunities, Scope of Authority, Methods of Investigation, Defenses, Demurrers & Objections, Affirmative Defenses, Criminal Law & Procedure, Trials, Witnesses, Presentation