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United States v. Diorio

United States Court of Appeals for the Second Circuit

October 29, 1971, Argued ; November 19, 1971, Decided

No. 259, Docket No. 71-1731


 [*22]  We affirm the conviction of appellant under 18 U.S.C. § 152 on one count charging him with making a false oath on a material matter in a bankruptcy proceeding and a second count charging him with making a false oath in an affidavit in the same proceedings. The "Statement of Affairs" annexed to appellant's petition in bankruptcy failed to disclose any interest of his in "D" Concrete Construction Corporation, and appellant's subsequent affidavit denied any interest in "D" Construction Corporation. In fact, for two years appellant had had a 50 per cent interest in, and had been president of, "D" Concrete Construction Corporation.

The evidence plainly supported the conviction. With respect to the count  [*23]  for failure to disclose, appellant claimed a loss of memory because the "D" Concrete Construction Corporation had been out of business for two years before the "Statement of Affairs" was filed. Appellant had, however, listed on his statement [**2]  the Elite Construction Corporation, another defunct company which had transferred certain assets to "D," indicating a clear awareness on his part of the necessity of listing defunct corporations in which he had interests. In respect to the affidavit count appellant claimed that his affidavit was true in that the interest he had had was really in "D" Concrete Construction Corporation, i. e., that there was no "D" Construction Corporation. But in the very affidavit in which he swore that he had had no interest in "D" Construction Corporation (or another corporation, not relevant here) appellant also said, "The principal officer, stockholder and director of both of the aforesaid corporations is my brother Thomas Diorio. * * *" Since there never was a "D" Construction Corporation, the jury was entitled to believe -- as the Government argued -- that if appellant thought his brother was an officer and stockholder in "D" Construction Corporation, he must also have thought that the name stood for "D" Concrete Construction Corporation (perhaps as a result of a mistake on the part of his attorney, who prepared the affidavit while appellant was in Puerto Rico). Thus, his statement [**3]  that he had no interest in the corporation was correctly labeled false by the jury.

] Proof of later similar acts in the nature of falsely denying his interest in other companies was admissible against appellant, in the trial court's discretion, for the limited purpose of showing his willful intent and motive. Metheany v. United States, 390 F.2d 559, 563 (9th Cir.), cert. denied, 393 U.S. 824, 89 S. Ct. 81, 21 L. Ed. 2d 94 (1968); United States v. Knohl, 379 F.2d 427, 438-439 (2d Cir.), cert. denied, 389 U.S. 973, 88 S. Ct. 472, 19 L. Ed. 2d 465 (1967); United States v. Blount, 229 F.2d 669, 671-672 (2d Cir. 1956); see 2 J. Wigmore, Evidence §§ 302, 340, 371 (3d ed. 1940).

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451 F.2d 21 *; 1971 U.S. App. LEXIS 6997 **

UNITED STATES of America, Appellee, v. Philip A. DIORIO, Defendant-Appellant

Subsequent History:  [**1]  Certiorari Denied February 28, 1972, 405 U.S. 955, 92 S. Ct. 1173, 31 L. Ed. 2d 232.

Disposition:  Judgment affirmed.


recantation, bankruptcy proceedings, no interest, trial judge, false oath, two year, stockholder, prejudged, uncovered, charging, disclose, defunct, bias

Evidence, Relevance, Preservation of Relevant Evidence, Exclusion & Preservation by Prosecutors