Blue Sky Requirements for Securities Offerings under Rule 506 of Regulation D (NY)

When making a Rule 506 securities offering, although state registration or qualification is not required, issuers must still follow state notice requirements. States generally require a Form D and a filing fee, although there is a small amount of variation from state to state. Review this Q&A for the forms, fees, deadlines, and submission process for filing in New York State.

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