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Compliance Legal Audit Checklist (Healthcare Organization)

October 17, 2023 (2 min read)

Stay ahead of the audit curve with this checklist from Practical Guidance – Healthcare. Advise healthcare providers on best practices to monitor their compliance with various state and federal laws in a variety of topic areas and prevent conflicts of interest. Review this checklist to assess potential legal issues facing your clients’ organizations, and when evaluating the legal controls in place at a potential target company during an acquisition due diligence period.

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Related Content

  • Healthcare Compliance Fundamentals
    Get up to speed on the seven steps of an effective compliance program, adopted by the U.S. Department of Health and Human Services Office of the Inspector General for use in evaluating healthcare organizations. Learn how compliance programs can help healthcare organizations detect and prevent fraud and abuse, and how evidence of having an established program can help organizations avoid or mitigate the imposition of fines and regulatory oversight when fraud or abuse is found.
  • Healthcare Compliance Program for Providers Checklist
    Guide your healthcare provider clients, including group practices, hospitals, and healthcare systems, through key legal and business questions they should consider when building their compliance programs.
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    Review how healthcare compliance plans are typically guided by an organization’s code of conduct and the organization’s policies identifying areas of potential risk. Understand the various personnel and components integral to building a successful compliance program, including the functions and responsibilities of the compliance officer and compliance committee, the organization’s hiring and screening procedures, and its disciplinary measures for compliance policy offenses.

Practical Guidance Updates
Featuring the latest updates from your Practical Guidance account.   

  • The emergence of Generative AI in Healthcare is being met with considerable concern and scrutiny because of the life-changing implications related to patient care. The new edition of the Practical Guidance Journal features an in-depth look at cautions and legal considerations.
  • Access our new Generative Artificial Intelligence (AI) Resource Kit, which provides a frequently updated collection of current Practical Guidance materials on generative AI, ChatGPT, and similar tools.
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