In May 2025, the SEC’s Division of Trading and Markets, along with a separate statement by SEC Commissioner Peirce, released FAQs that provide long-awaited clarity on the regulatory treatment of...
Both the House and Senate versions of the One Big Beautiful Bill Act (OBBBA), passed by the House on May 22, 2025, and the Senate on July 1, 2025, phase out tax credits for wind, solar, and electric vehicle...
Playbooks help attorneys review, draft, and negotiate contracts efficiently and consistently by comparing favored contract language with fallback language and providing drafting guidance and negotiation...
In the intricate world of M&A transactions, tax considerations often determine deal viability, structure optimization, and ultimate value creation. Navigate the complex landscape where strategic tax...
This practice note covers the development, regulation, and reimbursement of laboratory developed tests (LDTs), which are typically used when an FDA-approved test does not exist, when FDA-approved tests...
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Compliance officers at registered investment advisers were already busy, and the changing regulatory and economic landscape brought on by COVID-19 added even greater responsibility and complexity. This practice note provides a roadmap for understanding and mitigating the personal liability of compliance officers at investment advisory firms. It discusses the three principal theories of liability used by the SEC in bringing actions against compliance officers and offers practical recommendations for compliance officers seeking to mitigate liability risk. READ NOW »
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