Real estate activities are highly regulated, and each state has laws governing specific prohibited practices as well as liabilities and penalties for violations. Explore this state law survey covering...
Contractual disputes regarding allegations of fraud are often complex, time-consuming, and expensive to litigate. Parties may amicably negotiate an acquisition agreement without even considering whether...
This practice note covers FDA prior notice requirements for imported food, including scope and exceptions, notification contents and timing, methods of submitting notice, and consequences for failing to...
Do you need guidance on drafting international employment contracts? Read our International Employment Agreements: Key Drafting Tips practice note, by John L. Sander, Michael Watts, and William Ellis,...
What happens when an opposing party fails to comply with a TTAB discovery order? Use this motion for discovery sanctions, including judgment, in a proceeding before the Trademark Trial and Appeal Board...
Compliance officers at registered investment advisers were already busy, and the changing regulatory and economic landscape brought on by COVID-19 added even greater responsibility and complexity. This practice note provides a roadmap for understanding and mitigating the personal liability of compliance officers at investment advisory firms. It discusses the three principal theories of liability used by the SEC in bringing actions against compliance officers and offers practical recommendations for compliance officers seeking to mitigate liability risk. READ NOW »
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