Stop! In the Name of Compliance: Ain’t No Mountain High Enough to Escape Enforcement Actions

Learn about the proceedings that state insurance regulators may bring against insurers for violating provisions of a state insurance code or administrative regulations.

Read now »                                                                                                                                                                             

Related Content

• Creating and Maintaining Good Relationships between Regulators and Insurers
  Review actions insurers and their attorneys should take and important considerations upon which an insurer must focus during the course of its regulatory relationships.

• Disciplinary Actions and Insurance Representatives
  Discover some of the bases for disciplining insurance representatives based upon obligations that may arise by statute, contract, or fiduciary duty arising from the business relationship.

• Disciplinary Process for Insurance Representatives
  Explore the disciplinary processes insurance regulatory authorities use to discipline insurance representatives.

• Agent and Broker Administrative Actions and Sanctions: Reporting Requirements
  Analyze the obligation of licensed insurance producers to report adverse actions against them to insurance department licensing authorities and how to comply with such reporting obligations. This practice note includes agent/broker reporting compliance procedures and the requirements for annual compliance certifications.

• Ten Steps to Follow When a Company Becomes the Subject of a Market Conduct Examination Video
  Tune in to the dos and don’ts of market conduct examinations brought to you by one of the industry’s most experienced market conduct examiners.

Practical Guidance Updates
Featuring the latest updates from your Practical Guidance account.

• For Practical Guidance content on important current trends, review these easy-to-use insurance resources:
  • Insurance Regulatory Compliance Resource Kit
  • Insurance Claims Resource Kit
  • Insurance Coverage Resource Kit
  • Insurance Litigation Resource Kit
• New! Discover Practical Guidance Content and Resources
  Read this update to see the newest additions to Practical Guidance. This guide is designed to help you find the tools and insights you need to work more efficiently and effectively.
• Legal Developments provide the latest updates and analyses of emerging topics impacting your practice area. Visit the Legal Developments page to see the latest topics, which also include breaking legal news and related Practical Guidance content.

PRACTICAL GUIDANCE CUSTOMER EMAIL EDITION ON THE WEB

Experience results today with practical guidance, legal research, and data-driven insights—all in one place.

Experience Lexis+