Succession planning is a critical aspect of managing small, closely held businesses, as the unexpected departure of a key leader can significantly disrupt operations and challenge the business's legal...
Entering into a letter of intent for an office lease agreement? Consult our playbook for valuable key provisions, alternative language provisions, and guidance for both landlords and tenants. Download...
In the complex world of M&A transactions, transition services agreements (TSAs) serve as critical bridges between deal closing and operational independence thus creating stability during organizational...
This practice note covers key legal and regulatory issues to evaluate, questions to ask, and documents to review in medical device or diagnostic technology deals, including M&A, investments, financings...
Sure, it’s not your typical beach read, but who couldn’t benefit from a better understanding of the Investment Advisers Act?
The Practical Guidance Registered Investment Adviser Handbook is the definitive outline summarizing SEC regulatory issues for investment advisers, authored by Proskauer Rose Partner Robert Plaze. Before joining Proskauer, Plaze served as Deputy Director of the Division of Investment Management at the U.S. Securities and Exchange Commission (SEC). The Handbook covers extensive ground in key areas for fund managers, including adviser registration, required reporting, and substantive requirements under the U.S. Investment Advisers Act of 1940. The Handbook synthesizes regulation of advisers by the SEC, identifies legal and regulatory precedents, and identifies and links to underlying authorities.
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