Top 10 Practice Tips: Risk Factors

Public company officers, directors, and principal stockholders (collectively, statutory insiders) of companies with a class of equity security registered under Section 12 of the Exchange Act (15 U.S.C. § 78l) are required to report their beneficial ownership of, and certain transactions in, those securities. This practice note will explain relevant disclosures and when and how to file and amend Forms 3, 4, and 5.

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Related Content

• Cybersecurity Risk Factor
  Inform investors about cybersecurity risks and issues faced by the company.

• Life Sciences Company Risk Factor
  Disclose risks relating to clinical trials, commercialization, Medicare reimbursement, and more.

• ESG Disclosures Risk Factor (Climate Change)
  Disclose risks arising out of climate change effects, such as extreme weather.

• ESG Disclosures Risk Factor (Reputational Risk)
  Disclose risks related to not meeting the company’s stated climate goals.

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