This checklist covers the SEC’s Wells Process, which is the informal pre-enforcement procedure through which the Division of Enforcement notifies a person or entity that it intends to recommend charges...
The following article is a summary of the full practice note, available to Practical Guidance subscribers by following this link . Not yet a Practical Guidance subscriber? Sign up for a free trial here...
This practice note covers the SEC’s use of administrative proceedings as an enforcement forum and explains how those proceedings differ from civil actions in federal district court. It begins by...
LexisNexis and the LexisNexis Rule of Law Foundation were recognized at the World Bank’s Law, Justice and Development Week 2025 in Washington, D.C., where leaders discussed innovative legal solutions...
The following article is a summary of the full article, available to Practical Guidance subscribers by following this link . Not yet a Practical Guidance subscriber? Sign up for a free trial here . The...
Copyright © 2026 LexisNexis and/or its Licensors.
* The views expressed in externally authored materials linked or published on this site do not necessarily reflect the views of LexisNexis Legal & Professional.
Review this exciting guide to some of the recent content additions to Practical Guidance, designed to help you find the tools and insights you need to work more efficiently and effectively. Practical Guidance customers, please click here to see What’s New in July 2024. For previous editions, follow this link to review May, and this link to review June 2024 content additions.
Not a Practical Guidance Subscriber? Sign up for a FREE seven day trial here to access the featured content in this guide.