Public companies with their fiscal year ending December 31, 2020 must file an annual report on Form 10-K by March of this year. Use this checklist to keep your clients’ filings compliant. READ CHECKLIST NOW » Related Content Smaller Reporting...
Under the Exchange Act, beneficial owners of more than 5% of certain equity securities must disclose such ownership on either Schedule 13D or Schedule 13G. The deadline to file periodic disclosure is 45 days after the end of the calendar year, whereas the initial...
It’s a great time to plan out your year and your clients’ year of public company reporting obligations. This checklist contains common SEC filing deadlines, plus a PDF calendar, for a domestic issuer that is a Non-Accelerated Filer with a fiscal year...
How will the new administration’s regulatory appointments, priorities, and outlook impact the financial world? This article discusses the impact on financial regulation generally and the U.S. Securities and Exchange Commission (SEC) specifically. READ NOW...
This checklist reflects the application of Rule 3-12 of Regulation S-X (referred to as the staleness rules) to financial statements in public securities offerings registered in the second half of 2020 and in calendar year 2021. Includes special rules applying to...