Shadow trading is a novel form of insider trading that the SEC is arguing in an ongoing civil case against a pharmaceutical company executive. Shadow trading refers to an insider’s use of material nonpublic information (MNPI) about their company to make trades...
Though trial by combat may at times seem an option, we at Civil Litigation like to keep litigation … well, civil. That’s why, as outside counsel, effective collaboration with in-house counsel is essential to developing a trial theme that summarizes...
While economists debate the economic forecast for 2023, now may be a good time to refresh your understanding of broker-dealer insolvencies. The Securities Investor Protection Act of 1970 (SIPA) governs the liquidation of the broker-dealer business of all Securities...