The Financial Industry Regulatory Authority (FINRA) is an agency that regulates virtually all broker-dealers. Read this article for information relating to recent rule proposals, FINRA’s response to AI, recent litigation, enforcement matters, and notices...
Need to make or oppose a motion for summary judgment this May? Follow these seven sure-fire skills for winning or avoiding case dispositive summary judgment rulings in this practice note. Jim Wagstaffe has you covered with winning guidance to ensure the most successful...
Although broad, the automatic stay does not protect a debtor against everything. Section 362(b) contains exceptions to the automatic stay, which reflect policy decisions made by Congress. Check out this practice note discussing the exceptions to the automatic stay...