In today's digital landscape, every connected system your organisation depends on is a potential vulnerability. From the CEO to the part-time contractor, every team member plays a crucial role in safeguarding...
On March 31st, the Conduct of Financial Institutions (CoFI) regime takes effect, enhancing conduct and culture in financial institutions, including life insurance. It mandates prioritizing customer interests...
In today's unpredictable world, events like global financial crises, natural disasters, and workplace tragedies have led to significant legislative changes affecting general insurance businesses in...
In January 2025, we launched a comprehensive report in collaboration with our technology partner, ReadiNow , which sheds light on the challenges organisations face in digitising their operations more efficiently...
As businesses navigate a rapidly changing risk landscape, the importance of digital transformation has never been greater. We’ve collaborated with our technology partner ReadiNow, who conducted a...
With ongoing debate and amendments to both the incoming CoFI regime, the CCCFA, and the promise of a 2-phased reform approach on the horizon, keeping up with your requirements and demonstrating you’re compliant can be complex, time-consuming and no doubt, frustrating.
Navigate through this regulatory change with the latest checklist for the financial services industry from LexisNexis® Regulatory Compliance.
With updated content taken from our Financial Services for Retail Clients compliance register, this checklist provides you with a simple way to track your compliance obligations, and helps you identify any gaps. Covering obligations across topics like:
Other financial services industry modules available include: Anti-bribery and Corruption, Financial Services – Corporate and Institutional Clients, Bank and Non-Bank Deposit Takers, Credit Reporting, Life Insurance, General Insurance and KiwiSaver.
Fill out the form to download the checklist.