In today's dynamic business environment, maintaining a focus on workplace health and safety is not just a legal obligation but a strategic necessity. Having an effective, structured process will protect...
Struggling to navigate the shifting landscape of AI regulation? As global legislation evolves rapidly, businesses in Australia and New Zealand face growing uncertainty. While the EU leads with its AI Act...
New Zealand's environmental law is navigating several notable challenges. The ongoing shift from the Resource Management Act brings about transitional legal complexities, varying regionally and constrained...
For more than three decades, the Resource Management Act 1991 (RMA) has formed the legislative bedrock of how Aotearoa manages its land, freshwater, and natural resources. It has underpinned environmental...
Naylor Love needed a reliable, integrated compliance programme that could manage complex regulatory requirements in the areas of health and safety, environmental management, and corporate governance. They...
With ongoing debate and amendments to both the incoming CoFI regime, the CCCFA, and the promise of a 2-phased reform approach on the horizon, keeping up with your requirements and demonstrating you’re compliant can be complex, time-consuming and no doubt, frustrating.
Navigate through this regulatory change with the latest checklist for the financial services industry from LexisNexis® Regulatory Compliance.
With updated content taken from our Financial Services for Retail Clients compliance register, this checklist provides you with a simple way to track your compliance obligations, and helps you identify any gaps. Covering obligations across topics like:
Other financial services industry modules available include: Anti-bribery and Corruption, Financial Services – Corporate and Institutional Clients, Bank and Non-Bank Deposit Takers, Credit Reporting, Life Insurance, General Insurance and KiwiSaver.
Fill out the form to download the checklist.