Securities: Proxy Access
Proxy access is inspiring corporations to take a fresh look at shareholder communications.
Welcome to a new era in corporate governance—the era of the shareholder and proxy access. What began as a targeted effort by a small number of governance activists is inspiring change.
Securities: Jumpstart Our Business Startups (JOBS) Act
Learn how recent JOBS Act rulemaking could impact your clients.
Put recent JOBS Act rulemaking to work for you with these insights and tips about Emerging Growth Companies, Regulation A+ and Rule 506(c).
Securities: Dodd-Frank Wall Street Reform and Consumer Protection Act
Discover the why behind recent Dodd-Frank rulemaking and what it means for you.
What you should know about implementing recent Dodd-Frank provisions for executive compensation, conflict minerals and the Volcker Rule.
Securities: Securities Enforcement
Keep your company and employees out of the SEC’s enforcement sights
See the latest SEC targets, including corporate counsel and gatekeepers, linked to FCPA violations, municipal securities, and microcap fraud.
2014, The Year in Review
Get the 2014 trends: Securities regulation, compliance, enforcement and disclosure
Learn what happened with IPOs, M&A activity, proxies, Dodd-Frank, securities enforcement and litigation.
Securities: Regulation A+
Discover what the new Regulation A+ means to your small business securities offerings
Skip some of the cumbersome steps in the securities registration process and maintain compliance by understanding exemptions, EDGAR® forms and disclosure requirements.
Cybersecurity Preparedness in a Securities or Corporate Environment
Keep on top of the latest developments in cybersecurity—including changing regulatory requirements; the latest threats; and preparedness guidance.
2015, The Year in Review
Get the 2015 trends on what happened in corporate, financial and capital markets regulation, compliance, enforcement and disclosure.
Learn what happened in the arena of corporate, financial and capital markets regulation, compliance, enforcement and disclosure for the year 2015.
Lexis Securities Mosaic: New Enhancements Review
As a top source for current Securities, Compliance Regulatory content, Lexis Securities Mosaic is constantly adding new features, filters and enhancements to provide information in the most succinct and easily accessible ways. Learn more about current functionality as well as terrific upcoming enhancements!
Looking Ahead: Plan your Client's 10-K
Securities Mosaic offers a variety of tools to see you through the entire process of preparing an annual filing.
JOBS Act 101: Filings, Disclosures & Regulations
Learn to navigate the “Jumpstart Our Business Startups” Act and explore the latest information on the ever evolving crowdfunding regulations with precision search tools and techniques.
Round Out Your Securities Practice with Practical Guidance® and Lexis Securities Mosaic®
In an ever changing market, it can often be hard to find all the securities information you need. Learn how Practical Guidance and Lexis Securities Mosaic work together to provide you with full comprehensive coverage of your securities practice.
Proxy Disclosure in Lexis® Securities Mosaic®
Proxies and their related disclosure are a requirement prior to a Shareholder Vote for all publicly traded companies. Proxies provide valuable insight into the current operations of a public company and also the proposals for future changes in operations.
Find the Ins-and-Outs of Public Offerings on Securities Mosaic
Lexis Securities Mosaic harnesses disclosure from Public or Private companies in the form of offerings. Pages to specifically cover will include SEC Filings, Private Placement Memoranda and Form D filings.
Wrist-slaps, Emptied-pockets and Censure: Find Regulatory Enforcement with Securities Mosaic
Learn where within Securities Mosaic to find various stages of enforcement and some tips on how to best expedite their searching. The presentation will give a brief overview of Securities Mosaic as a whole, then will progress into page-specific benefits.