LexisNexis® Legal Newsroom
More Calls to Relax General Solicitation Rules in Private Offerings

In addition to legislative initiatives we've previously discussed, we continue to see efforts to relax the general solicitation prohibition in private offerings. For example, the SEC's Advisory Committee on Small and Emerging Companies recently made a formal recommendation that the SEC take...

Amending the Ban on General Solicitation and Advertising

There seems to be some momentum for changes to the Regulation D's prohibition on advertising a private fund offering. The Managed Funds Association has asked the SEC to start a rulemaking and one of the SEC's new advisory committees has also recommended a change. The SEC's new Advisory...