SEC v. Benger, 2010 U.S. Dist. LEXIS 21985 (N.D. Ill. March 10, 2010)

SEC v. Benger, 2010 U.S. Dist. LEXIS 21985 (N.D. Ill. March 10, 2010)

LexisNexis Core Terms: investor, escrow agent, aiding and abetting, escrow, scienter, broker-dealer, issuer, broker, aider and abettor, disclose, Exchange Act, stock, certificate, registration, negotiations, register, securities law, registered, requisite, offering, atypical, reply, sales of securities, duty to disclose, secondary, violator, whistle, boiler, dealer, blow

Counsel: For United States Securities and Exchange Commission, Plaintiff: Jonathan Stephen Polish, Lead Attorney, U.S. Securities and Exchange Commission, Senior Trial Counsel, Division of Enforcement, Chicago, IL; Eric A. Celauro, Securities and Exchange Commission, Chicago, IL; John E Birkenheier, John J. Sikora, Jr., Kent W. McAllister, Securities & Exchange Commission, Chicago, IL.

For Stefan H. Benger, SHB Capital, Inc., Defendants: Howard J. Stein, Lead Attorney, Attorney at Law, Chicago, IL.

For Jason B Meyers, International Capital Financial Resources, LLC, Defendants: James L. Kopecky, Lead Attorney, Kopecky, Schumacher & Bleakley, P.C., Chicago, IL.

Philip T Powers, Defendant, Pro se, Chicago, IL.

For Philip T Powers, Defendant: Philip Thomas Powers, Greenberg Traurig, LLP, Chicago, IL.

For Handler, Thayer & Duggan, LLC, Defendant: Jonathan Stuart Quinn, Michael Scott Leib, Lead AttorneyS, Reed Smith LLP, Chicago, IL; Nancy L. Hendrickson, Lead Attorney, Law Offices OF Nancy L Hendrickson, Chicago, IL.

For Frank I Reinschreiber, Global Financial Management, LLC, Defendants: Peter B. Shaeffer, Attorney at Law, Chicago, IL.

For CTA Worldwide Services, SA, Relief Defendant, Stephan von Hase,  [*2] Relief Defendant, Defendants: James Arthur McGurk, Lead Attorney, Law Offices of James A. McGurk, P.C., Chicago, IL.

For Pamela Benger, Intervenor: Linda M. Babich, Lead Attorney, AzulaySeiden Law Group, Chicago, IL; Ronald Hanley Balson, Lead Attorney, Carrie A. Hall, Jolanda B Krawczyk, Michael Best & Friedrich LLP, Chicago, IL.

Judge: Joan Humphrey Lefkow, United States District Judge. subscribers can view the enhanced version of SEC v. Benger


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