Paul J. McNulty, Stephen Martin, Patrick Thesing
challenging legal and regulatory environment has made it absolutely essential
to establish an effective global compliance program. This need is fueled by the
increased expectations and scrutiny of corporate compliance practices...
A number of PRC based issuers have been named as defendants in SEC enforcement actions. These cases involve a range of issues including financial fraud, manipulation and misuse of assets.
Misrepresentations and financial fraud are the central allegations in SEC v. SinoTechEnergy...