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2 Brokers Barred by FINRA for Allegedly Stealing $300,000 from Elderly Widow, with Diminished Mental Capacity

The Financial Industry Regulatory Authority (FINRA) has barred brokers Fernando L. Arevalo and Jimmy E. Caballero from the securities industry for allegedly converting approximately $300,000 from an elderly widow with diminished mental capacity and for failing to fully cooperate with FINRA’s investigation...