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FINRA Arbitrators Hold That Discharged Employee Of Brokerage Firm Need Not Pay The Firm $75,000 Due Under Promissory Note

In Wells Fargo Investments v. Shaffer , FINRA Arbitration No. 10-00773 (Jan. 18, 2011) , claimant/counter-respondent Wells Fargo Investments, LLC ("Wells Fargo," the "brokerage firm," or the "firm") had made to respondent/counter-claimant Kenneth C. Shaffer ("Mr...