Mealey's Banking & Finance - SEC Moves For Approval Of Judgment In Suit Against Attorney

Mealey's Banking & Finance - SEC Moves For Approval Of Judgment In Suit Against Attorney

MIAMI - The Securities and Exchange Commission on June 20 asked a Florida federal court to approve a judgment requiring an attorney and associated entities to pay more than $3.5 million to settle allegations that they had a role in a scheme that defrauded investors of millions of dollars (Securities and Exchange Commission v. Bernard H. Butts, Jr., et al., No.13-23115, S.D. Fla.).

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