LexisNexis® Legal Newsroom
Robert Fusfeld
Lawyer Barred For Misconduct During SEC Investigation

Steven Altman, Esq. , Exchange Act Rel. 63306, November 10, 2010 Time since appeal filed - 1 year 9 months 8 days Time since last brief filed - 9 months 22 days Altman represented a prospective witness in a SEC investigation and disciplinary...

Kevin M. LaCroix
Citigroup Subprime Securities Suit Narrowed, "Principal" CDO Claims Survive

In a November 9, 2010 order ( here ) in the Citigroup subprime-related securities suit, Southern District of New York Judge Sidney Stein dismissed a host of allegations and a number of individual defendants. However, Judge Stein denied the motion...

Thomas Fox
The End of the FCPA Facilitation Payment Exception?

In November, 2009 the Organization for Economic and Co-operation and Development (OECD) announced a new recommendation at the OECD's celebration of "International Anti-Corruption Day" and the Tenth Anniversary of the " Entry into...

Thomas O. Gorman
A Financial Fraud Action Centered on a Fictitious Customer

The SEC filed an amended complaint, adding Jon Latorella and James Fields as defendants to an action alleging a financial fraud and stock manipulation involving two companies they control. SEC v. LocatePlus Holdings Company , Case No. 1:10-cv-11751...

Skadden, Arps, Slate, Meagher & Flom LLP
The Dodd-Frank Act: Commentary and Insights

Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates has authored a 200-page analysis of the Dodd-Frank Act, which will offered as a LexisNexis Emerging Issues Analysis in the near future. Following is the firm's overview of their commentary...

Skadden, Arps, Slate, Meagher & Flom LLP
The Dodd-Frank Act, Commentary and Insights by Skadden, Arps, Slate, Meagher & Flom LLP & Associates--Chapter1: Orderly Liquidation Authority

Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act, H.R. 4173, 111th Cong. (2010) (the "Dodd-Frank Act" or the "Act"), titled "Orderly Liquidation Authority," creates a new federal receivership process...