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Sutherland Alert: CFTC Issues Sixth Series of Proposed Rules Under Dodd-Frank Including Rules to Further Define Swap Entities December 2, 2010

by The Sutherland Regulatory Reform Task Force Team The Commodity Futures Trading Commission (CFTC) issued its sixth series of proposed rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) at an open meeting held yesterday, Wednesday, December 1, 2010. The proposed...

SEC and CFTC Propose Identity Theft Red Flag Rules

by Andras P. Teleki This EIA focuses on the SEC version of the Red Flag Rules. The SEC version of the Red Flag Rules will be known as Regulation S-ID and would be added after Regulations S-P and S-AM when codified. Excerpt: On March 6, 2012, the SEC and CFTC jointly proposed rules (the "Proposal"...