Title II of the Dodd-Frank Wall Street Reform and
Consumer Protection Act, H.R. 4173, 111th Cong. (2010) (the "Dodd-Frank Act" or
the "Act"), titled "Orderly Liquidation Authority," creates a new federal
receivership process pursuant to which the FDIC may serve as receiver...
Arps, Slate, Meagher & Flom LLP & Affiliates has authored a 200-page
analysis of the Dodd-Frank Act, which will offered as a LexisNexis Emerging Issues
Analysis in the near future. Following is the firm's overview of their
The Dodd-Frank Act effects a profound increase...
Eth, Randall Fons and Justin Hoogs
In adopting the final rules,
the SEC "gave a nod" in the direction of providing incentives for
individuals to report possible violations of the securities laws first to their
employers, rather than -- or before -- reporting to the SEC.
by Hillel T. Cohn and Kevan P. Graydon
Section 956 of Dodd-Frank requires the SEC and certain
other agencies with regulatory authority over financial institutions to
prescribe rules or guidelines that prohibit incentive-based compensation
arrangements which encourage inappropriate risk-taking. This...
by Elana Hahn, Kenneth Kohler, Nimesh
Christie and Melissa Beck
This EIA is a guide to the
principal EU and US securitization regulatory developments and the challenges
and prospects for transatlantic securitization issuers and investors.
The frequency and volume of new
Even thought the SEC's final
regulations for the Dodd-Frank whistleblower program just became effective
on August 12, 2011, the agency has already filed its first report on the
whistleblower program. Under Section
924(d) of the Dodd Frank Act, the SEC must report annually to Congress on
The Securities and Exchange Commission (the "SEC")
recently completed the first of two Regulation D rulemakings mandated by the
Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the "Dodd-Frank
Act"). The Dodd-Frank Act modified the net worth standard included in...