LexisNexis® Legal Newsroom
The SEC’s Frequently Asked Questions Regarding the Broker-Dealer Registration Exemption

The legal world is patiently waiting for the Securities and Exchange Commission (the "SEC") to enact rules implementing Title II of the JOBS Act. One of the recent developments in this field is the issuance by the SEC Staff of frequently asked questions ( FAQs ) regarding the broker-dealer...

Twitter Files Confidentially for IPO

Social media company Twitter has filed a registration statement with the SEC to go public in an IPO. They told the world about it, of course, in a tweet. What’s interesting is that the company, with over 200 million users, chose to file confidentially for now, not revealing any details about the...