Prosecutors concluded their case-in-chief in the Galleon
insider trading trial this week. SEC enforcement, in conjunction with the U.S.
Attorney's Office in New Jersey, brought an insider trading case against an
attorney, a former associate of three prominent law firms, and a professional
The Commission prevailed on a motion for summary judgment
against a brokerage firm, its principle and a former managing director,
ultimately securing judgments of over $2.7 million. SEC v. Constantin, Civil
Action No. 11-CV-4642 (S.D.N.Y. Filed July 6, 2011). This is one of what may be