In a no-action letter issued on October 12, 2012 (the
"No-Action Letter"), the Office of the General Counsel ("OGC") of the Commodity
Futures Trading Commission (the "CFTC") clarified a number of matters relating
to the parties and guarantors that will qualify for treatment...
by Lawrence B. Patent and Cary J. Meer
The Division of Swap Dealer and
Intermediary Oversight ("DSIO") of the Commodity Futures Trading
Commission ("CFTC") issued responses on August 14, 2012 to frequently
asked questions ("FAQs") submitted by several trade...
WEST PALM BEACH, Fla. - (Mealey's) A federal judge in Florida on April 24 signed consent orders in which defendants agreed to pay nearly $55 million to end a suit in which the U.S. Commodity Futures Trading Commission (CFTC) alleged that they orchestrated a $28 million Ponzi scheme to defraud investment...