Just to keep you on your toes if you have less than $150
million under management, states are now filling in the gaps left by
Dodd-Frank. If you are under that threshold, you lose the ability to register
with SEC and now have to look to at being regulated...
This is the first post in a series exploring
the recent SEC regulations which define the term "venture capital fund" for the
purposes of determining whether a fund's manager is exempt from SEC
registration requirements under Dodd-Frank...
The SEC announced yesterday that it will be holding an
open meeting on June 22, 2011, evidently to discuss new proposed
changes to the new Advisers Act rules pending under Dodd Frank. For fund
managers concerned about becoming subjected to Advisers...