Financial Fraud Law

Recent Posts

For the SEC, 2013 Was a Very Good Year for Targeting Financial Fraud
Posted on 17 Dec 2013 by Steven A. Meyerowitz

The Securities and Exchange Commission had a very good year targeting financial fraud. Those who commit fraud, not so much. In fiscal year 2013, the SEC’s enforcement actions resulted in a record $3.4 billion in monetary sanctions ordered against... Read More

Tags: Mary Jo White , sanctions , George Canellos , Insider Trading , disgorgement , Securities and Exchange Commission , penalties , Whistleblowers , Andrew Ceresney , SEC , Financial Crisis , Enforcement actions , reverse mergers

3 Key Takeaways from Securities Class Action Filings Report
Posted on 29 Jan 2014 by Steven A. Meyerowitz

Once again, Cornerstone Research and the Stanford Law School Securities Class Action Clearinghouse have prepared an annual report on the securities class action filings. And, once again, the report, Securities Class Action Filings—2013 Year in Review... Read More

Tags: Securities and Exchange Commission , NASDAQ , Fraud , New York Stock Exchange , financial fraud law , financial fraud , securities fraud , reverse mergers