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The Securities and Exchange Commission (the "SEC")
recently issued an advance notice of proposed rulemaking (the "ANPR") requesting
public comment on the treatment of asset-backed issuers under Rule 3a-7 under
the Investment Company Act of 1940 (the "Investment Company Act").
Specifically, the SEC is requesting public comment on the
following, among other things:
In the ANPR, the SEC has not proposed any specific rules;
rather it is soliciting comment on concepts the SEC is considering for proposed
rulemaking on these topics.
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