Securities

Recent Posts

Do Chinese Companies Give the PRC Government Different Financials than to the SEC?
Posted on 28 Feb 2011 by David N. Feldman

Well, kind of, but. The latest Reverse Merger Report talks about the fact that short sellers have been focusing on alleged differences between filings by public Chinese companies with their government as compared to what is filed in the US with the... Read More

Tags: short selling , reverse merger , public companies , China , regulatory filings

Recent Class Actions Statistics: Bad News For Public Companies
Posted on 1 Aug 2012 by Thomas O. Gorman

Trends in the filing of securities class actions are chronicled in reports issued by Cornerstone Research and NERA Economic Consulting for the first half of 2012. The two reports agree on a number of items but differ on the overall trend regarding the... Read More

Tags: class action statistics , public companies

New “Say on Pay” Rules For Public Companies – How Effective Will These Rules Be in Determining Executive Compensation
Posted on 31 Jan 2011 by Arina Shulga

On January 25, 2011, the Securities and Exchange Commission adopted new rules that apply to public companies, as mandated by Dodd-Frank Act. These rules require that at least once every three years (starting with this year's annual meetings) shareholders... Read More

Tags: executive compensation , public companies , say-on-pay