See how Lexis+ AI drove significant ROI for interviewed customers in a study from Forrester Consulting commissioned by LexisNexis. Download the The Total Economic Impact™ of Lexis+ AI for Large Law...
Before investing in Legal AI for your firm, it's essential to do your research. Dive into "The Definitive Legal AI Buyer’s Guide" to equip you with the knowledge and insights necessary...
If you’re evaluating legal AI for your in-house legal team, you’re in the right place. The pressure on legal leaders to embrace new technology while delivering more value to the organisation...
In this LexisNexis® Leading Edge webinar, key questions about legal AI are explored in detail, with a focus on both the practical and technical aspects of implementation. The session unpacks why AI...
In a recent LexisNexis® webinar, Claire Linwood (Product Manager) was joined by Greg Dickason (CTO for Innovation, Infrastructure, and Operations at LexisNexis) and Nick Abrahams (Global Digital Transformation...
Does your organisation understand and comply with its obligations in relation to the provision of stockbroking services to clients, including requirements under federal legislation, market integrity rules and applicable market operating rules?
Is your organisation required to hold an Australian financial services (AFS) licence, and does it understand and comply with its obligations as an AFS licensee or an authorised representative of an AFS licensee (as applicable)?
Authored in partnership with Douglas Gration, Barrister at List G Barristers and Legal Expert for LexisNexis® Regulatory Compliance, this checklist has been designed to help you identify your compliance requirements related to stockbroking and share trading in Australia.
This checklist covers compliance requirements related to Conduct Obligations Relating to the Issue, Sale and Purchase of Financial Products, Market Misconduct, Complying with the Market Integrity Rules for Securities Markets, ASX Trading, Clearing and Settlement and more.
Gain clarity on your stockbroking and share trading obligations and download the checklist today!
Fill out the form to download the checklist.