Cui Bono?: SEC Proposes Rule Amendments to Modernize Beneficial Ownership Reporting: Client Alert Digest

Beneficial owners of securities registered under the Securities Exchange Act are required to disclose the acquisition or possession of such securities. Read this Client Alert Digest to stay current with the SEC’s latest proposal to amend the reporting deadlines, beneficial owner definition, and available exemptions, among other things.

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Related Content

• Joint Filing Agreement (Beneficial Ownership Under Section 13)
  Draft this agreement for beneficial owners filing Regulation 13D-G reports as a group.

• Schedule 13D or 13G Filing Chart
  Keep track of triggering events, filing deadlines, and which of schedules 13D or 13G may apply.

• Beneficial Ownership under Section 13 of the Exchange Act
  Dig into definitions, filing obligations, and drafting tips for filing beneficial ownership reports.

• Tax Classification of Securities
  Determine the proper tax classification of different types of securities.

Practical Guidance Updates
Featuring the latest updates from your Practical Guidance account.

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• Rule 144A Transactions
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