Facilitate ERISA Compliance With Practical Guidance Insights

Practical Guidance is proud to publish the ERISA Compliance Handbook for Asset Managers, targeting funds and managers preparing for and responding to issues relating to compliance with the Employee Retirement Income Security Act of 1974, Pub. L. 93–406, 88 Stat. (ERISA). This handbook serves as a reference guide for specific situations governed by special rules under ERISA, and provides a practical resource that can be taken off the shelf as circumstances create a need for information regarding compliance with ERISA. In the interest of useful guidance, and to encourage the adoption and implementation of robust compliance policies and procedures, the handbook includes “Sample Compliance Policy” language at the end of many chapters.
 
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Related Content

• ERISA Compliance Handbook for Asset Managers: Parties in Interest Chart
  Consult this valuable appendix to the ERISA Compliance Handbook for Asset Managers to view and understand the relationships governed by ERISA section 3(14).

• ERISA Fiduciary Compliance for Investment Managers
  Read this practice note that provides guidance on fiduciary duties that apply to discretionary investment managers of ERISA managed accounts and of commingled investment vehicles that are deemed to hold “plan assets” subject to ERISA.

• ERISA Clauses for Private Equity Fund (Limited Partnership Agreement)
  Review this sample clause used in a private equity fund limited partnership agreement to address regulation of retirement plan investments under ERISA and the Internal Revenue Code.

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