I’m Offerin’ Here!: Private Placements in New York

In New York, the Martin Act is the primary state law regulating securities offerings and sales. Read this practice note to learn about the Martin Act and liability thereunder, State Notice and Further State Notice, offering documents, and other peculiarities of New York securities law.

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Related Content

• Securities Qualification Exemptions under New York Law
  Look into exemptions for real estate syndicates, intrastate offerings, Reg D offerings, and more.

• Bought Deals: Time and Responsibility Schedule
  Keep track of which parties will do what and when for a bought deal.

• Regulation D Offerings in California
  Understand the particular features of making these exempt offerings in California.

• Exemptions from the Securities Qualification Requirements under California Law
  Learn about California exemptions for limited offerings, crowdfunded equity offerings, and others.

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