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Insider Trading Enforcement Related to Rule 10b5-1 Trading Plan Misuse: Client Alert Digest

April 11, 2023 (1 min read)

The SEC recently adopted several amendments to Rule 10b5-1, modifying the conditions necessary to use the affirmative defense to insider trading liability available under that rule. Read this article for more information on the amendments, the new requirements for affirmative defense availability, and related SEC actions brought recently.

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