Use this button to switch between dark and light mode.

It’s All in the Execution: Broker-Dealer Duty of Best Execution

May 10, 2022

Broker-dealers owe a duty to their customers to execute their purchase and sale orders. Understand the contours of this duty under the Financial Industry Regulatory Authority, Inc. (FINRA) rules with this practice note.


Related Content

Practical Guidance Updates 
Featuring the latest updates from your Practical Guidance account. 

Experience results today with practical guidance, legal research, and data-driven insights—all in one place.

Experience Lexis+