Use this button to switch between dark and light mode.

Market Trends 2021/22: Regulation Best Interest

March 14, 2023 (1 min read)

Regulation Best Interest contains a set of rules that broker-dealers must follow with respect to their retail customers. These rules contain obligations relating to disclosure, their duty of care, conflicts of interest, and compliance. Read this practice note for more information on, and recent trends relating to, these rules and their enforcement.

Read now »

Related Content

Practical Guidance Updates 
Featuring the latest updates from your Practical Guidance account.  


Experience results today with practical guidance, legal research, and data-driven insights—all in one place.

Experience Lexis+