Banking and Finance

Recent Posts

Morrison & Foerster Client Alert-Form PF: Systemic Risk Reporting for Private Fund Advisers
Posted on 18 Nov 2011 by Morrison and Foerster LLP

by Jay G. Baris, Stephanie C. Thomas and Luke T. Bagley The Commodity Futures Trading Commission and the Securities and Exchange Commission (together, the "Commissions") issued final rules defining the systemic risk reporting obligations of... Read More

Regulatory Focus on Hedge Funds Continues
Posted on 1 May 2012 by Judith Gross

The regulatory focus on hedge funds continued during the first quarter of 2012, as new initiatives continued to roll out, and milestones in the implementation of rules put on the books last year were hit. For "large" hedge funds, we see... Read More

Form PF and Private Funds
Posted on 2 Nov 2011 by Doug Cornelius

In addition to filing Form ADV with the SEC when they register with the Securities and Exchange Commission, private fund managers will also need to start filing Form PF next year. The amount of information required by Form PF is tiered. Advisers... Read More

SEC, CFTC Adopt Form PF for Systemic Risk Data Reporting by Private Fund Advisers
Posted on 2 Apr 2012 by Corporate and Securities Law Community Staff

An EIA which summarizes the new Form PF adopted on October 21, 2011 by the Securities and Exchange Commission. This form is used to collect information from private fund advisers, primarily to assist the Financial Stability Oversight Council ("FSOC"... Read More