Banking and Finance

Recent Posts

A Closer Look at JP Morgan's $920 Million "London Whale" Regulatory Settlements
Posted on 20 Sep 2013 by Kevin M. LaCroix

As part of its September 19, 2013 entry into a total of $920 million in regulatory settlements related to the “London Whale” trading loss debacle, and as part of the SEC’s new policy requiring admissions of wrongdoing in certain “egregious”... Read More

Tags: Financial Regulation , derivatives trading , derivatives reform , London whale , JPMorgan Chase

Part 2: Financial Reform Legislation: Are You Prepared?
Posted on 29 Jul 2010 by arnold

Passage of the landmark Dodd-Frank Act, the most far-reaching financial regulatory legislation since the Great Depression, has set the stage for major adjustments in the financial services industry. In a second Roundtable discussion, Arnold & Porter... Read More

Tags: private equity fund regulation , investment advisory reform , derivatives reform , Dodd-Frank Wall Street Reform & Consumer Protection Act , Dodd-Frank bill , corporate governance