There seems to be some momentum for changes to the Regulation D's prohibition on advertising a private fund offering. The Managed Funds Association has asked the SEC to start a rulemaking and one of the SEC's new advisory committees has also... Read More

by Karl J. Ege, Mel Wheaton, Danielle Benderly, and James T. Carroll Excerpt: The SEC recently issued long-awaited proposed rules to remove existing general solicitation and advertising prohibitions for private offerings and sales of securities... Read More

by David Carroll The next few years may be the largest watershed event in opening up private equity capital since the 1980s when Regulation D was first published by the Securities and Exchange Commission (“SEC”). By allowing general solicitation... Read More

by David Carroll The next few years may be the largest watershed event in opening up private equity capital since the 1980s when Regulation D was first published by the Securities and Exchange Commission (“SEC”). By allowing general solicitation... Read More

In addition to legislative initiatives we've previously discussed, we continue to see efforts to relax the general solicitation prohibition in private offerings. For example, the SEC's Advisory Committee on Small and Emerging Companies recently... Read More