As a result of the new rules under the Investment Advisers Act of 1940, even fund managers that are exempt from registration will need to file annual reports with the SEC. Exempt reporting advisers (" Exempted Advisers "), including fund... Read More

This past week, the SEC and CFTC jointly adopted rules regarding the new Form PF that certain fund managers will need to file under the Adviser's Act. The form will require advisers to disclosure detailed information about their funds' holdings... Read More