Banking and Finance

Recent Posts

Reporting Requirements for Funds Exempted from Investment Advisers Act Registration
Posted on 28 Sep 2011 by Asher Bearman

As a result of the new rules under the Investment Advisers Act of 1940, even fund managers that are exempt from registration will need to file annual reports with the SEC. Exempt reporting advisers (" Exempted Advisers "), including fund... Read More

Thoughts on Private Fund Adviser Reporting
Posted on 11 Nov 2011 by Asher Bearman

This past week, the SEC and CFTC jointly adopted rules regarding the new Form PF that certain fund managers will need to file under the Adviser's Act. The form will require advisers to disclosure detailed information about their funds' holdings... Read More