LexisNexis® CLE On-Demand features premium content from partners like American Law Institute Continuing Legal Education and Pozner & Dodd. Choose from a broad listing of topics suited for law firms, corporate legal departments, and government entities. Individual courses and subscriptions available.
SEC Chairman Elise Walter and CFTC Chairman Gary Gensler testified before a Senate Committee this week, focusing on the implementation of Dodd-Frank. The SEC also approved the budget for the PCAOB.
Two former senior executive in the organization of jailed Ponzi schemer Allen Stanford were sentenced to serve lengthy prison terms. A former hedge fund operation caught up in the Galleon insider trading cases was sentenced to a term of probation under a cooperation agreement.
Finally, FINRA issued another investor alert. This one focuses on duration risk for bonds.
Click here to read the entire post.
For more cutting edge commentary on developing securities issues, visit SEC Actions, a blog by Thomas Gorman.
For more information about LexisNexis products and solutions connect with us through our corporate site.