Litigation

Recent Posts

SEC Files 2 More Settled Insider Trading Actions
Posted on 27 Jan 2012 by Thomas O. Gorman

After resolving insider trading charges against Diamondback Capital in the Dell insider trading cases, the Commission filed two more settled insider trading actions. SEC v. Shafer, Civ. Action No. 1:12-CV-00062 (S.D. Ohio Filed Jan. 24, 2012); SEC v.... Read More

Tags: sec enforcement , Insider Trading , Thomas Gorman , SEC Actions , Dell , Oak Hill Financial Diamondback Capital , SEC v. Shafer , SEC , WesBanco , Litigation , SEC v. Ward , Securities

The Week In Securities Litigation: SEC Settles 2 Insider Trading Cases
Posted on 22 Mar 2013 by Thomas O. Gorman

The SEC settled two insider trading cases this week in which S.A.C. Capital was named as a relief defendant. In one it obtained the largest payment to date in an insider trading case, about $600 million. Reportedly S.A.C. Capital will fund the settlement... Read More

Tags: sec enforcement , Insider Trading , S.A.C. Capital , Thomas Gorman , SEC Actions , Dell , securities litigation , CFTC , SEC , Litigation , FERC , Luis Aguilar , Raj Rajaratnam , Securities