WASHINGTON, D.C. - (Mealey's) The Securities and Exchange Commission acted "arbitrarily and capriciously" in enacting its proxy access rule pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act, a District of Columbia... Read More

WASHINGTON, D.C. - (Mealey's) The Securities and Exchange Commission adopted rules June 22 implementing "core provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act regarding investment advisers, including those that advise... Read More

WASHINGTON, D.C. - (Mealey's) The Securities and Exchange Commission on June 22 approved a new rule pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act that defines "family offices" that will be excluded from the Investment... Read More

WASHINGTON, D.C. - Brad Berry, formerly deputy general counsel of the U.S. Commodity Futures Trading Commission (CFTC), has joined Baker Botts L.L.P. as a partner. He is based in the firm's Washington office. Berry joins Baker Botts as the CFTC... Read More