Litigation

Recent Posts

The Week In Securities Litigation: SEC Focuses On Insider Trading, PCAOB Settles Action, Ashland Rulings
Posted on 5 Aug 2011 by Thomas O. Gorman

The Commission took the unprecedented of dismissing the insider trading action against former Goldman Sach director Rajat Gupta, noting that he challenged the administrative proceeding in district court. The SEC reserved the right to file a federal court... Read More

Tags: sec enforcement , Thomas Gorman , SEC Actions , Goldman Sach , Galleon , Ashland , securities litigation , SEC , insider trading actions , Litigation , PCAOB , Gupta , auction rate securities , Securities

Ex-Goldman Director Sues SEC After Civil Charges
Posted on 21 Mar 2011 by LexisNexis Litigation Resource Community Staff

NEW YORK - (AP) A former Goldman Sachs board member accused the Securities and Exchange Commission on Friday of unfairly spoiling his reputation by accusing him of passing along inside information without ever bringing the accusations in federal court... Read More

Tags: Naftalis , Securities and Exchange Commission , inside information , SEC , Litigation , lawsuit , Gupta , Raj Rajaratnam , Goldman Sachs